Recent insights
19 十二月 2016
SFC ANNOUNCES “MANAGER IN CHARGE” REGIME TO HEIGHTEN SENIOR MANAGEMENT ACCOUNTABILITY FOR FINANCIAL INSTITUTIONS IN HONG KONG
15 十二月 2016
SFC CONFIRMS ENFORCEMENT PRIORITIES AND APPROACH FOLLOWING STRATEGIC REVIEW
14 十二月 2016
High Court dismisses mis-selling claim and clarifies standard of care required of financial advisors
14 十二月 2016
Government recommends Product Intervention Power and Design and Distribution Obligation in response to Financial System Inquiry
14 十二月 2016
PRA AND FCA FEEDBACK ON IMPLEMENTATION OF THE SENIOR MANAGERS AND CERTIFICATION REGIMES FOR BANKS AND INSURERS – NEW MEASURES TO STRENGTHEN THE REGIME
8 十二月 2016
Big Data Regulation: Coming soon to a business like yours?
7 十二月 2016
Shenzhen-Hong Kong Stock Connect open for business
6 十二月 2016
Regulatory developments on fintech in Indonesia (part 2)
6 十二月 2016
One giant leap for e-Discovery: predictive coding approved by Australian court
2 十二月 2016
Anti-Money Laundering Counter-Terrorism Financing Update: AUSTRAC’s 2017 focus and hot topics
30 十一月 2016
Key Developments in Iran, November 2016
16 十一月 2016